Regulatory Compliance
We perform various regulatory compliance services for financial institutions combining our years of legal capabilities and banking knowledge. Both federal and state regulatory requirements are part of the Regulatory Compliance Services we offer with our standard package. These services include assisting with meeting your regulatory obligations, internal training, and instruction on current and future regulations. Additionally, we focus on the compliance services listed:
— Independent testing of your institution's compliance with
various Federal/State regulations including BSA, OFAC Privacy,
US Patriot Act, etc.
— Evaluation of Compliance internal control systems
— Assessment of institution compliance risk
— Development of customized compliance-training
— Training for compliance officers
— Development of written compliance policies and procedures
Our experienced regulatory compliance consultants will support your institution in its ongoing federal and state regulatory compliance process.